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STIFEL FINANCIAL CORP — Director's Dealing 2012
Dec 19, 2012
30525_dirs_2012-12-19_3d583b1b-6eaa-474e-9244-162c080bf115.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STIFEL FINANCIAL CORP (SF)
CIK: 0000720672
Period of Report: 2012-12-17
Reporting Person: WEISEL THOMAS W (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-12-17 | Common Stock | S | 18726 | $31.17 | Disposed | 372796 | Direct |
| 2012-12-18 | Common Stock | S | 20727 | $32.4631 | Disposed | 352069 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 156686 | Indirect |
| Common Stock | 18231 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock Units | $0 | Common Stock (175617) | 175617 | Direct |
Footnotes
F1: Units vest in 20% increments over a five year period.
F2: No expiration date for these Units.
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