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STIFEL FINANCIAL CORP Director's Dealing 2012

Jan 27, 2012

30525_dirs_2012-01-27_dc1c7f1f-ed85-4db3-b68a-48750a701cdd.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: STIFEL FINANCIAL CORP (SF)
CIK: 0000720672
Period of Report: 2012-01-26

Reporting Person: Plotkin Ben A (Director, Vice Chairman)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2012-01-26 Common Stock M 23550 $16 Acquired 191951 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2012-01-26 Warrants $16 M 23550 Disposed 2012-06-22 Common Stock (23550) Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Phantom Stock Units $0 Common Stock (50765) 50765 Direct

Footnotes

F1: Currently exercisable.

F2: No expiration date for these Units.