STIFEL FINANCIAL CORP — Director's Dealing 2012

Dec 21, 2012

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: STIFEL FINANCIAL CORP (SF)
CIK: 0000720672
Period of Report: 2012-12-19

Reporting Person: ZEMLYAK JAMES M (Director, CHIEF FIN'L & ADMIN OFFCR)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2012-12-19	Common Stock	M	60000	$3.8633	Acquired	695707	Direct
2012-12-19	Common Stock	F	29586	$32.41	Disposed	666121	Direct
2012-12-20	Common Stock	G	310	—	Disposed	665811	Direct
2012-12-21	Common Stock	M	4117	—	Acquired	669928	Direct
2012-12-21	Common Stock	F	1748	$31.18	Disposed	668180	Direct
2012-12-20	Common Stock	G	310	—	Acquired	3310	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2012-12-21	Phantom Stock Units	$0	M	4117	Disposed		Common Stock (4117)	Direct
2012-12-19	Stock Option (Option to Buy)	$3.8633	M	60000	Disposed	2013-02-10	Common Stock (60000)	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Restricted Stock Units	$0		Common Stock (9230)	9230	Direct

Footnotes

F1: Fully vested.

F2: No expiration date for these Units.

F3: Options vest in 20% increments on 2/10/04, 2/10/05, 2/10/06, 2/10/07 and 2/10/08.

F4: Various exercisable dates.