Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

STIFEL FINANCIAL CORP Director's Dealing 2012

Jun 25, 2012

30525_dirs_2012-06-25_3deec7a3-a141-4092-bf99-514e941dfba9.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: STIFEL FINANCIAL CORP (SF)
CIK: 0000720672
Period of Report: 2012-06-22

Reporting Person: FORD RICHARD F (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2012-06-22 Common Stock M 15983 Acquired 46560 Direct
2012-06-22 Common Stock M 3072 Acquired 49632 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2012-06-22 Phantom Stock Units $0 M 15983 Disposed Common Stock (15983) Direct
2012-06-22 Phantom Stock Units $0 M 3072 Disposed Common Stock (3072) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 675 Indirect

Footnotes

F1: Units vest quarterly over a one year period.

F2: No expiration date for these Units.