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STIFEL FINANCIAL CORP — Director's Dealing 2012
Jan 19, 2012
30525_dirs_2012-01-19_fd58bb01-b6c3-438d-b29d-56e7fcd6f5ee.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STIFEL FINANCIAL CORP (SF)
CIK: 0000720672
Period of Report: 2012-01-17
Reporting Person: OATES JAMES M (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-01-17 | Common Stock | M | 3984 | — | Acquired | 69434 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-01-17 | Phantom Stock Units | $0 | M | 3984 | Disposed | Common Stock (3984) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 573 | Indirect |
Footnotes
F1: Units vest quarterly over a one year period.
F2: No expiration date for these Units.
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