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STIFEL FINANCIAL CORP — Director's Dealing 2012
Jan 19, 2012
30525_dirs_2012-01-19_fbe5c0f9-dea1-4549-987f-7b2d412569de.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STIFEL FINANCIAL CORP (SF)
CIK: 0000720672
Period of Report: 2012-01-17
Reporting Person: Brautigam Allen (Director, Branch Offices)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-01-17 | Common Stock | M | 6791 | — | Acquired | 21041 | Direct |
| 2012-01-17 | Common Stock | F | 2325 | $33.39 | Disposed | 18716 | Direct |
| 2012-01-18 | Common Stock | M | 703 | $16 | Acquired | 19419 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-01-17 | Phantom Stock Units | $0 | M | 6791 | Disposed | Common Stock (6791) | Direct | |
| 2012-01-18 | Warrants | $16 | M | 703 | Disposed | 2012-06-22 | Common Stock (703) | Direct |
Footnotes
F1: Units vest annually.
F2: No expiration date for these Units.
F3: Currently exercisable.
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