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STIFEL FINANCIAL CORP — Director's Dealing 2012
Feb 16, 2012
30525_dirs_2012-02-16_b0d1eee5-22e8-433d-acbc-b2c3e5d9051f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STIFEL FINANCIAL CORP (SF)
CIK: 0000720672
Period of Report: 2012-02-14
Reporting Person: MULROY THOMAS P (Director, Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-02-14 | Phantom Stock Units | $0 | A | 10928 | Acquired | Common Stock (10928) | Direct | |
| 2012-02-14 | Phantom Stock Units | $0 | A | 2732 | Acquired | Common Stock (2732) | Direct | |
| 2012-02-14 | Phantom Stock Units | $0 | A | 10929 | Acquired | Common Stock (10929) | Direct | |
| 2012-02-14 | Phantom Stock Units | $0 | A | 27322 | Acquired | Common Stock (27322) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 255357 | Direct |
Footnotes
F1: Units vest in 20% increments over a five year period.
F2: No expiration date for these Units.
F3: Units vest 100% five years from the grant date.
F4: Units vest in equal yearly increments over a ten year period. This vesting may be accelerated based on the Company's performance.
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