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STIFEL FINANCIAL CORP — Director's Dealing 2012
Jan 19, 2012
30525_dirs_2012-01-19_f8bb5da7-842e-4fe9-9175-3ab098b1b4cd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STIFEL FINANCIAL CORP (SF)
CIK: 0000720672
Period of Report: 2012-01-17
Reporting Person: WEISEL THOMAS W (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-01-17 | Common Stock | M | 2841 | — | Acquired | 373881 | Direct |
| 2012-01-17 | Common Stock | F | 1085 | $33.39 | Disposed | 372796 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-01-17 | Phantom Stock Units | $0 | M | 2841 | Disposed | Common Stock (2841) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 156686 | Indirect |
| Common Stock | 18231 | Indirect |
Footnotes
F1: Units vest in 20% increments over a five year period.
F2: No expiration date for these Units.
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