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STIFEL FINANCIAL CORP Director's Dealing 2012

Dec 19, 2012

30525_dirs_2012-12-19_5b7d5ad5-8265-4af3-a52c-60f222e06ca2.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: STIFEL FINANCIAL CORP (SF)
CIK: 0000720672
Period of Report: 2012-12-17

Reporting Person: LEFTON ROBERT E (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2012-12-17 Common Stock M 2999 $3.8667 Acquired 79393 Direct
2012-12-17 Common Stock F 372 $31.11 Disposed 79021 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2012-12-17 Stock Option (Option to Buy) $ M 2999 Disposed Common Stock (2999) Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Phantom Stock Units $0 Common Stock (16865) 16865 Direct
Stock Option (Option to Buy) $9.26 2014-02-03 Common Stock (3000) 3000 Direct
Stock Option (Option to Buy) $13.48 2015-01-03 Common Stock (2250) 2250 Direct
Stock Option (Option to Buy) $25.5 2016-01-03 Common Stock (2250) 2250 Direct

Footnotes

F1: Various exercise prices.

F2: Currently exercisable.

F3: Various expiration dates.

F4: No expiration date for these Units.

F5: Options vest in 20% increments yearly from the grant date.

F6: Options vest in 20 percent increments on 1/3/06, 1/3/07, 1/3/08, 1/3/09 and 1/3/10.

F7: Options vest in 20% increments on 1/3/07, 1/3/08, 1/3/09, 1/3/10 and 1/3/11.