AI assistant
Sending…
STIFEL FINANCIAL CORP — Director's Dealing 2012
Apr 9, 2012
30525_dirs_2012-04-09_1d2c7b86-c3f7-4bc4-ac66-330fb70d7f0a.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4/A — Form 4/A
Issuer: STIFEL FINANCIAL CORP (SF)
CIK: 0000720672
Period of Report: 2011-01-19
Reporting Person: SLINEY DAVID D (Dir Strategic Planning & Tech)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-01-19 | Common Stock | M | 9202 | — | Acquired | 63851 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-01-19 | Phantom Stock Units | $0 | M | 9202 | Disposed | Common Stock (9202) | Direct |
Footnotes
F1: Phantom Stock Units vest in 33 1/3% increments on 1/1/03, 1/1/04 and 1/1/05.
F2: No expiration date for these Units.
More from STIFEL FINANCIAL CORP
Regulatory Filings
2026
May 28
Proxy Solicitation & Information Statement
2026
May 21
Regulatory Filings
2026
May 12
Interim / Quarterly Report
2026
May 4
Major Shareholding Notification
2026
Apr 30
Annual Report
2026
Apr 29
Proxy Solicitation & Information Statement
2026
Apr 29
Proxy Solicitation & Information Statement
2026
Apr 29
Regulatory Filings
2026
Apr 22
Regulatory Filings
2026
Apr 17