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STIFEL FINANCIAL CORP Director's Dealing 2012

Jun 21, 2012

30525_dirs_2012-06-21_62cbcea2-6deb-431e-8add-2d56f3ce152b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: STIFEL FINANCIAL CORP (SF)
CIK: 0000720672
Period of Report: 2012-06-20

Reporting Person: FORD RICHARD F (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2012-06-20 Common Stock M 2250 $8.98 Acquired 32827 Direct
2012-06-20 Common Stock M 2999 $3.8667 Acquired 35826 Direct
2012-06-20 Common Stock M 2999 $6.173 Acquired 38825 Direct
2012-06-20 Common Stock M 2250 $17 Acquired 41075 Direct
2012-06-20 Common Stock F 2808 $31.53 Disposed 38267 Direct
2012-06-20 Common Stock S 7690 $31.53 Disposed 30577 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2012-06-20 Stock Option (Option to Buy) $3.8667 M 2999 Disposed Common Stock (2999) Direct
2012-06-20 Stock Option (Option to Buy) $6.173 M 2999 Disposed 2014-02-03 Common Stock (2999) Direct
2012-06-20 Stock Option (Option to Buy) $8.98 M 2250 Disposed 2015-01-03 Common Stock (2250) Direct
2012-06-20 Stock Option (Option to Buy) $17 M 2250 Disposed 2016-01-03 Common Stock (2250) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 675 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Phantom Stock Units $0 Common Stock (19058) 19058 Direct

Footnotes

F1: Currently exercisable.

F2: Various expiration dates.

F3: Options vest in 20% increments yearly from the grant date.

F4: Options vest in 20 percent increments on 1/3/06, 1/3/07, 1/3/08, 1/3/09 and 1/3/10.

F5: Options vest in 20% increments on 1/3/07, 1/3/08, 1/3/09, 1/3/10 and 1/3/11.

F6: Units vest quarterly over a one year period.

F7: No expiration date for these Units.