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STIFEL FINANCIAL CORP — Director's Dealing 2012
Dec 21, 2012
30525_dirs_2012-12-21_f3a55bc9-cd0b-479f-8e1c-5ff3e11338f2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STIFEL FINANCIAL CORP (SF)
CIK: 0000720672
Period of Report: 2012-12-21
Reporting Person: Nesi Victor (Director, Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-12-21 | Common Stock | M | 7326 | — | Acquired | 123204 | Direct |
| 2012-12-21 | Common Stock | F | 3376 | $31.18 | Disposed | 119828 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-12-21 | Phantom Stock Units | $0 | M | 7326 | Disposed | Common Stock (7326) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4088 | Indirect |
Footnotes
F1: Units vest in 20% increments over a five year period.
F2: No expiration date for these Units.
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