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STIFEL FINANCIAL CORP Director's Dealing 2012

Dec 21, 2012

30525_dirs_2012-12-21_62279f27-3979-4744-b709-00650cf1d4ec.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: STIFEL FINANCIAL CORP (SF)
CIK: 0000720672
Period of Report: 2012-12-20

Reporting Person: HANSER FREDERICK O (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2012-12-20 Common Stock M 15000 $4.7 Acquired 32445 Direct
2012-12-20 Common Stock F 2189 $32.2 Disposed 30256 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2012-12-20 Stock Option (Option to Buy) $4.7 M 15000 Disposed 2013-10-22 Common Stock (15000) Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Phantom Stock Units $0 Common Stock (13481) 13481 Direct
Stock Option (Option to Buy) $0 Common Stock (3375) 3375 Direct
Stock Option (Option to Buy) $9.26 2014-02-03 Common Stock (3000) 3000 Direct
Stock Option (Option to Buy) $13.48 2015-01-03 Common Stock (2250) 2250 Direct
Stock Option (Option to Buy) $25.5 2016-01-03 Common Stock (2250) 2250 Direct

Footnotes

F1: Options vest in 20% increments on 10/22/04, 10/22/05, 10/22/06, 10/22/07 and 10/22/08.

F2: Units vest quarterly over a one year period.

F3: No expiration date for these Units.

F4: Options vest in 20% increments yearly from the grant date.

F5: Options vest in 20 percent increments on 1/3/06, 1/3/07, 1/3/08, 1/3/09 and 1/3/10.

F6: Options vest in 20% increments on 1/3/07, 1/3/08, 1/3/09, 1/3/10 and 1/3/11.