STIFEL FINANCIAL CORP — Director's Dealing 2012

Dec 21, 2012

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: STIFEL FINANCIAL CORP (SF)
CIK: 0000720672
Period of Report: 2012-12-19

Reporting Person: KRUSZEWSKI RONALD J (Director, CHIEF EXECUTIVE OFFICER)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2012-12-19	Common Stock	M	90000	$3.87	Acquired	970239	Direct
2012-12-19	Common Stock	F	44379	$32.41	Disposed	925860	Direct
2012-12-21	Common Stock	M	6595	—	Acquired	932455	Direct
2012-12-21	Common Stock	F	2800	$31.18	Disposed	929655	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2012-12-21	Phantom Stock Units	$0	M	6595	Disposed		Common Stock (6595)	Direct
2012-12-19	Stock Option (Option to Buy)	$3.87	M	90000	Disposed	2013-02-10	Common Stock (90000)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	1500	Indirect
Common Stock	3000	Indirect

Footnotes

F1: Currently exercisable.

F2: No expiration date for these Units.

F3: Options vest in 20% increments on 2/10/04, 2/10/05, 2/10/06, 2/10/07 and 2/10/08.