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STIFEL FINANCIAL CORP — Director's Dealing 2012
Feb 16, 2012
30525_dirs_2012-02-16_0cb037f7-39ff-4ff9-88bc-f0b7ef239443.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STIFEL FINANCIAL CORP (SF)
CIK: 0000720672
Period of Report: 2012-02-14
Reporting Person: WEISEL THOMAS W (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-02-14 | Phantom Stock Units | $0 | A | 7103 | Acquired | Common Stock (7103) | Direct | |
| 2012-02-14 | Phantom Stock Units | $0 | A | 1775 | Acquired | Common Stock (1775) | Direct | |
| 2012-02-14 | Phantom Stock Units | $0 | A | 13661 | Acquired | Common Stock (13661) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 372796 | Direct |
| Common Stock | 156686 | Indirect |
| Common Stock | 18231 | Indirect |
Footnotes
F1: Units vest in 20% increments over a five year period.
F2: No expiration date for these Units.
F3: Units vest 100% five years from the grant date.
F4: Units vest in equal yearly increments over a ten year period. This vesting may be accelerated based on the Company's performance.
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