AI assistant
Sending…
STIFEL FINANCIAL CORP — Director's Dealing 2012
Jan 19, 2012
30525_dirs_2012-01-19_8f020695-4259-4168-9a30-32e76ff226c5.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STIFEL FINANCIAL CORP (SF)
CIK: 0000720672
Period of Report: 2012-01-17
Reporting Person: KRUSZEWSKI RONALD J (Director, CHIEF EXECUTIVE OFFICER)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-01-17 | Common Stock | M | 43785 | — | Acquired | 875241 | Direct |
| 2012-01-17 | Common Stock | F | 18587 | $33.39 | Disposed | 856654 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-01-17 | Phantom Stock Units | $0 | M | 43785 | Disposed | Common Stock (43785) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1500 | Indirect |
| Common Stock | 3000 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Option to Buy) | $3.87 | 2013-02-10 | Common Stock (90000) | 90000 | Direct |
Footnotes
F1: Currently exercisable.
F2: No expiration date for these Units.
F3: Options vest in 20% increments on 2/10/04, 2/10/05, 2/10/06, 2/10/07 and 2/10/08.
More from STIFEL FINANCIAL CORP
Regulatory Filings
2026
May 28
Proxy Solicitation & Information Statement
2026
May 21
Regulatory Filings
2026
May 12
Interim / Quarterly Report
2026
May 4
Major Shareholding Notification
2026
Apr 30
Annual Report
2026
Apr 29
Proxy Solicitation & Information Statement
2026
Apr 29
Proxy Solicitation & Information Statement
2026
Apr 29
Regulatory Filings
2026
Apr 22
Regulatory Filings
2026
Apr 17