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STIFEL FINANCIAL CORP Director's Dealing 2012

Jan 19, 2012

30525_dirs_2012-01-19_8f020695-4259-4168-9a30-32e76ff226c5.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: STIFEL FINANCIAL CORP (SF)
CIK: 0000720672
Period of Report: 2012-01-17

Reporting Person: KRUSZEWSKI RONALD J (Director, CHIEF EXECUTIVE OFFICER)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2012-01-17 Common Stock M 43785 Acquired 875241 Direct
2012-01-17 Common Stock F 18587 $33.39 Disposed 856654 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2012-01-17 Phantom Stock Units $0 M 43785 Disposed Common Stock (43785) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 1500 Indirect
Common Stock 3000 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option (Option to Buy) $3.87 2013-02-10 Common Stock (90000) 90000 Direct

Footnotes

F1: Currently exercisable.

F2: No expiration date for these Units.

F3: Options vest in 20% increments on 2/10/04, 2/10/05, 2/10/06, 2/10/07 and 2/10/08.