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STIFEL FINANCIAL CORP — Director's Dealing 2012
Jan 19, 2012
30525_dirs_2012-01-19_fc6cf3fb-c8db-435b-82c4-f6e5611fa453.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STIFEL FINANCIAL CORP (SF)
CIK: 0000720672
Period of Report: 2012-01-17
Reporting Person: Minnick David M (General Counsel & Senior VP)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-01-17 | Common Stock | M | 2357 | — | Acquired | 13567 | Direct |
| 2012-01-17 | Common Stock | F | 865 | $33.39 | Disposed | 12702 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-01-17 | Phantom Stock Units | $0 | M | 2357 | Disposed | Common Stock (2357) | Direct |
Footnotes
F1: Units vest 100% three years from the grant date.
F2: No expiration date for these Units.
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