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STIFEL FINANCIAL CORP — Director's Dealing 2011
Jun 3, 2011
30525_dirs_2011-06-03_9c44a4a9-6bc5-443b-9b27-991b859739ef.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STIFEL FINANCIAL CORP (SF)
CIK: 0000720672
Period of Report: 2011-06-01
Reporting Person: WESTBROOK KELVIN R (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-06-01 | Phantom Stock Units | $0 | A | 3375 | Acquired | Common Stock (3375) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Option to Buy) | $0 | Common Stock (3375) | 3375 | Direct |
Footnotes
F1: Units vest quarterly over a one year period.
F2: No expiration date for these Units.
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