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STIFEL FINANCIAL CORP — Director's Dealing 2011
Jan 20, 2011
30525_dirs_2011-01-20_ee1ce577-6244-4161-83d5-40d0d2377738.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STIFEL FINANCIAL CORP (SF)
CIK: 0000720672
Period of Report: 2011-01-19
Reporting Person: Nesi Victor (Director, Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-01-19 | Common Stock | M | 12708 | — | Acquired | 58491 | Direct |
| 2011-01-19 | Common Stock | F | 4666 | $64.63 | Disposed | 53825 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-01-19 | Phantom Stock Units | $0 | M | 12708 | Disposed | Common Stock (12708) | Direct |
Footnotes
F1: Units vest 100% three years from the grant date.
F2: No expiration date for these Units.
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