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STIFEL FINANCIAL CORP — Director's Dealing 2011
Jan 20, 2011
30525_dirs_2011-01-20_1689909e-e415-4085-bc3f-eca65ae34306.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STIFEL FINANCIAL CORP (SF)
CIK: 0000720672
Period of Report: 2011-01-19
Reporting Person: Plotkin Ben A (Director, Vice Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-01-19 | Common Stock | M | 17508 | — | Acquired | 125424 | Direct |
| 2011-01-19 | Common Stock | F | 4891 | $64.63 | Disposed | 120533 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-01-19 | Phantom Stock Units | $0 | M | 17508 | Disposed | Common Stock (17508) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Warrants | $24 | 2012-06-22 | Common Stock (15700) | 15700 | Direct |
Footnotes
F1: Currently exercisable.
F2: No expiration date for these Units.
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