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STIFEL FINANCIAL CORP — Director's Dealing 2011
Mar 10, 2011
30525_dirs_2011-03-10_ae465b13-6293-4c64-99d3-06dfeb8e04f1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STIFEL FINANCIAL CORP (SF)
CIK: 0000720672
Period of Report: 2011-03-08
Reporting Person: SLINEY DAVID D (Dir Strategic Planning & Tech)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-03-08 | Common Stock | G | 700 | — | Disposed | 43852 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock Units | $0 | Common Stock (39427) | 39427 | Direct | |
| Stock Option (Option to Buy) | $8.6925 | 2013-02-10 | Common Stock (13999) | 13999 | Direct |
Footnotes
F1: Units vest in equal yearly increments over a ten year period. This vesting may be accelerated based on the Company's performance.
F2: No expiration date for these Units.
F3: Options vest in 20% increments on 2/10/04, 2/10/05, 2/10/06, 2/10/07 and 2/10/08.
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