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STIFEL FINANCIAL CORP Director's Dealing 2011

Feb 16, 2011

30525_dirs_2011-02-16_1e00f603-75d4-4a1b-b587-f155e145d6a3.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: STIFEL FINANCIAL CORP (SF)
CIK: 0000720672
Period of Report: 2011-02-14

Reporting Person: Plotkin Ben A (Director, Vice Chairman)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2011-02-14 Phantom Stock Units $0 A 7007 Acquired Common Stock (7007) Direct
2011-02-14 Phantom Stock Units $0 A 1751 Acquired Common Stock (1751) Direct
2011-02-14 Phantom Stock Units $0 A 1401 Acquired Common Stock (1401) Direct
2011-02-14 Phantom Stock Units $0 A 350 Acquired Common Stock (350) Direct
2011-02-14 Phantom Stock Units $0 A 3030 Acquired Common Stock (3030) Direct
2011-02-14 Phantom Stock Units $0 A 6061 Acquired Common Stock (6061) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 120533 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Warrants $24 2012-06-22 Common Stock (15700) 15700 Direct

Footnotes

F1: Units vest in 20% increments over a five year period.

F2: No expiration date for these Units.

F3: Units vest 100% five years from the grant date.

F4: Fully vested.

F5: Units vest in equal yearly increments over a ten year period. This vesting may be accelerated based on the Company's performance.

F6: Currently exercisable.