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STIFEL FINANCIAL CORP — Director's Dealing 2011
Jan 20, 2011
30525_dirs_2011-01-20_0b74ce5a-13e9-45cc-bbb5-d6b28485621a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STIFEL FINANCIAL CORP (SF)
CIK: 0000720672
Period of Report: 2011-01-19
Reporting Person: BURKEMPER BERNARD N (Controller)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-01-19 | Common Stock | M | 3531 | — | Acquired | 27996 | Direct |
| 2011-01-19 | Common Stock | F | 1212 | $64.63 | Disposed | 26784 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-01-19 | Phantom Stock Units | $0 | M | 3531 | Disposed | Common Stock (3531) | Direct |
Footnotes
F1: Phantom Stock Units vest in 33 1/3% increments on 1/1/03, 1/1/04 and 1/1/05.
F2: No expiration date for these Units.
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