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STIFEL FINANCIAL CORP Director's Dealing 2011

Dec 2, 2011

30525_dirs_2011-12-02_a12ff2f7-6e76-4200-bfec-2946c8a499a1.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: STIFEL FINANCIAL CORP (SF)
CIK: 0000720672
Period of Report: 2011-12-01

Reporting Person: FORD RICHARD F (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2011-12-01 Common Stock M 2999 $3.4667 Acquired 29858 Direct
2011-12-01 Common Stock F 336 $31 Disposed 29522 Direct
2011-12-01 Common Stock S 2663 $31 Disposed 26859 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2011-12-01 Stock Option (Option to Buy) $ M 2999 Disposed Common Stock (2999) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 675 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Phantom Stock Units $0 Common Stock (22776) 22776 Direct
Stock Option (Option to Buy) $9.26 2014-02-03 Common Stock (3000) 3000 Direct
Stock Option (Option to Buy) $13.48 2015-01-03 Common Stock (2250) 2250 Direct
Stock Option (Option to Buy) $25.5 2016-01-03 Common Stock (2250) 2250 Direct

Footnotes

F1: Various exercise prices.

F2: Various exercisable dates.

F3: Various expiration dates.

F4: Units vest quarterly over a one year period.

F5: No expiration date for these Units.

F6: Options vest in 20% increments yearly from the grant date.

F7: Options vest in 20 percent increments on 1/3/06, 1/3/07, 1/3/08, 1/3/09 and 1/3/10.

F8: Options vest in 20% increments on 1/3/07, 1/3/08, 1/3/09, 1/3/10 and 1/3/11.