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STIFEL FINANCIAL CORP — Director's Dealing 2011
Feb 16, 2011
30525_dirs_2011-02-16_01cdb614-3f9d-4970-b9f7-e1c76d90563a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STIFEL FINANCIAL CORP (SF)
CIK: 0000720672
Period of Report: 2011-02-14
Reporting Person: HIMELFARB RICHARD J (Director, Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-02-14 | Phantom Stock Units | $0 | A | 1893 | Acquired | Common Stock (1893) | Direct | |
| 2011-02-14 | Phantom Stock Units | $0 | A | 473 | Acquired | Common Stock (473) | Direct | |
| 2011-02-14 | Phantom Stock Units | $0 | A | 378 | Acquired | Common Stock (378) | Direct | |
| 2011-02-14 | Phantom Stock Units | $0 | A | 94 | Acquired | Common Stock (94) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 196485 | Direct |
Footnotes
F1: Units vest in 20% increments over a five year period.
F2: No expiration date for these Units.
F3: Units vest 100% five years from the grant date.
F4: Fully vested.
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