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STIFEL FINANCIAL CORP — Director's Dealing 2011
Mar 10, 2011
30525_dirs_2011-03-10_a59577dc-8e89-4ab5-9148-1c03fa9095fa.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STIFEL FINANCIAL CORP (SF)
CIK: 0000720672
Period of Report: 2011-03-09
Reporting Person: Nesi Victor (Director, Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-03-09 | Common Stock | G | 2725 | — | Disposed | 51100 | Direct |
| 2011-03-09 | Common Stock | G | 2725 | — | Acquired | 2725 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock Units | $0 | Common Stock (135408) | 135408 | Direct |
Footnotes
F1: Units vest in equal yearly increments over a ten year period. This vesting may be accelerated based on the Company's performance.
F2: No expiration date for these Units.
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