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STIFEL FINANCIAL CORP — Director's Dealing 2011
Feb 16, 2011
30525_dirs_2011-02-16_fae61a8e-2f91-4e00-aa7a-7d99dffdc7fd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STIFEL FINANCIAL CORP (SF)
CIK: 0000720672
Period of Report: 2011-02-14
Reporting Person: WEISEL THOMAS W (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-02-14 | Phantom Stock Units | $0 | A | 9469 | Acquired | Common Stock (9469) | Direct | |
| 2011-02-14 | Phantom Stock Units | $0 | A | 2367 | Acquired | Common Stock (2367) | Direct | |
| 2011-02-14 | Phantom Stock Units | $0 | A | 15152 | Acquired | Common Stock (15152) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 239037 | Direct |
| Common Stock | 104457 | Indirect |
| Common Stock | 12154 | Indirect |
Footnotes
F1: Units vest in 20% increments over a five year period.
F2: No expiration date for these Units.
F3: Units vest 100% five years from the grant date.
F4: Units vest in equal yearly increments over a ten year period. This vesting may be accelerated based on the Company's performance.
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