Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

STIFEL FINANCIAL CORP Director's Dealing 2011

Feb 23, 2011

30525_dirs_2011-02-23_e4ebb605-e310-4a0c-b5b1-9fcd019f0b39.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: STIFEL FINANCIAL CORP (SF)
CIK: 0000720672
Period of Report: 2011-02-22

Reporting Person: Plotkin Ben A (Director, Vice Chairman)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2011-02-22 Common Stock S 10000 $72.09 Disposed 110533 Direct
2011-02-22 Common Stock S 5000 $72.46 Disposed 105533 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Phantom Stock Units $0 Common Stock (43102) 43102 Direct
Warrants $24 2012-06-22 Common Stock (15700) 15700 Direct

Footnotes

F1: Units vest in equal yearly increments over a ten year period. This vesting may be accelerated based on the Company's performance.

F2: No expiration date for these Units.

F3: Currently exercisable.