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STIFEL FINANCIAL CORP — Director's Dealing 2011
Feb 23, 2011
30525_dirs_2011-02-23_1cb3ef1d-0085-43a0-a2f7-412ab616791a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STIFEL FINANCIAL CORP (SF)
CIK: 0000720672
Period of Report: 2011-02-17
Reporting Person: MCCUAIG SCOTT B (Director, PRESIDENT RETAIL GROUP)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-02-17 | Common Stock | G | 275 | — | Disposed | 263648 | Direct |
| 2011-02-22 | Common Stock | S | 20000 | $72.12 | Disposed | 243648 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2659 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock Units | $0 | Common Stock (30850) | 30850 | Direct | |
| Restricted Stock Units | $0 | Common Stock (15750) | 15750 | Direct |
Footnotes
F1: Currently exercisable.
F2: No expiration date for these Units.
F3: Various exercisable dates.
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