AI assistant
Sending…
STIFEL FINANCIAL CORP — Director's Dealing 2011
Jan 20, 2011
30525_dirs_2011-01-20_12c61606-3d03-45fa-8bdd-49f0e13c4ab0.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STIFEL FINANCIAL CORP (SF)
CIK: 0000720672
Period of Report: 2011-01-19
Reporting Person: MULROY THOMAS P (Director, Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-01-19 | Common Stock | M | 19907 | — | Acquired | 187666 | Direct |
| 2011-01-19 | Common Stock | F | 7474 | $64.63 | Disposed | 180192 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-01-19 | Phantom Stock Units | $0 | M | 19907 | Disposed | Common Stock (19907) | Direct |
Footnotes
F1: Units vest 100% three years from the grant date.
F2: No expiration date for these Units.
More from STIFEL FINANCIAL CORP
Regulatory Filings
2026
May 28
Proxy Solicitation & Information Statement
2026
May 21
Regulatory Filings
2026
May 12
Interim / Quarterly Report
2026
May 4
Major Shareholding Notification
2026
Apr 30
Annual Report
2026
Apr 29
Proxy Solicitation & Information Statement
2026
Apr 29
Proxy Solicitation & Information Statement
2026
Apr 29
Regulatory Filings
2026
Apr 22
Regulatory Filings
2026
Apr 17