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STIFEL FINANCIAL CORP — Director's Dealing 2011
Jun 15, 2011
30525_dirs_2011-06-15_2c6049ba-6fa3-4109-8657-344be952cd63.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STIFEL FINANCIAL CORP (SF)
CIK: 0000720672
Period of Report: 2011-06-13
Reporting Person: DILL CHARLES A (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-06-13 | Common Stock | M | 2999 | $6.1733 | Acquired | 60760 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-06-13 | Stock Option (Option to Buy) | $ | M | 2999 | Disposed | Common Stock (2999) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock Units | $0 | Common Stock (20589) | 20589 | Direct | |
| Stock Option (Option to Buy) | $13.48 | 2015-01-03 | Common Stock (2250) | 2250 | Direct |
| Stock Option (Option to Buy) | $25.5 | 2016-01-03 | Common Stock (2250) | 2250 | Direct |
Footnotes
F1: Various exercise prices.
F2: Options vest over time.
F3: Various expiration dates.
F4: Units vest quarterly over a one year period.
F5: No expiration date for these Units.
F6: Options vest in 20 percent increments on 1/3/06, 1/3/07, 1/3/08, 1/3/09 and 1/3/10.
F7: Options vest in 20% increments on 1/3/07, 1/3/08, 1/3/09, 1/3/10 and 1/3/11.
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