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STIFEL FINANCIAL CORP — Director's Dealing 2011
Feb 24, 2011
30525_dirs_2011-02-24_a4abaa67-01c5-4f94-85f6-6b1e97dd3658.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STIFEL FINANCIAL CORP (SF)
CIK: 0000720672
Period of Report: 2011-02-22
Reporting Person: MULROY THOMAS P (Director, Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-02-22 | Common Stock | S | 2500 | $72.47 | Disposed | 177692 | Direct |
| 2011-02-22 | Common Stock | S | 1900 | $72.5 | Disposed | 175792 | Direct |
| 2011-02-22 | Common Stock | S | 200 | $72.75 | Disposed | 175592 | Direct |
| 2011-02-23 | Common Stock | S | 2000 | $70.3 | Disposed | 173592 | Direct |
| 2011-02-23 | Common Stock | S | 1000 | $69.58 | Disposed | 172592 | Direct |
| 2011-02-23 | Common Stock | S | 1000 | $69.85 | Disposed | 171592 | Direct |
| 2011-02-23 | Common Stock | S | 1000 | $70 | Disposed | 170592 | Direct |
| 2011-02-23 | Common Stock | S | 1000 | $70.25 | Disposed | 169592 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock Units | $0 | Common Stock (85426) | 85426 | Direct |
Footnotes
F1: Units vest in equal yearly increments over a ten year period. This vesting may be accelerated based on the Company's performance.
F2: No expiration date for these Units.
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