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STERLING INFRASTRUCTURE, INC. — Director's Dealing 2010
Sep 10, 2010
30705_dirs_2010-09-10_56513202-3c64-4f6f-9104-66f91dbee254.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: STERLING CONSTRUCTION CO INC (STRL)
CIK: 0000874238
Period of Report: 2010-09-01
Reporting Person: HARPER JOSEPH P JR (Exec. VP-Finance)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 214677 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $3.05 | 2013-08-20 | Common Stock (600) | Direct | |
| Employee Stock Option (right to buy) | $3.10 | 2014-08-12 | Common Stock (1400) | Direct | |
| Employee Stock Option (right to buy) | $16.78 | 2010-09-12 | Common Stock (1500) | Direct | |
| Employee Stock Option (right to buy) | $24.96 | 2011-07-18 | Common Stock (7500) | Direct | |
| Employee Stock Option (right to buy) | $25.21 | 2011-09-08 | Common Stock (1000) | Direct | |
| Warrant to Purchase Common Stock (right to buy) | $1.50 | 2011-07-18 | Common Stock (13119) | Direct |
Footnotes
F1: These shares are exercisable in five equal annual installments commencing on the first anniversary of the August 20, 2003 grant date.
F2: These shares are exercisable in five equal annual installments commencing on the first anniversary of the August 12, 2004 grant date.
F3: These shares are exercisable in five equal annual installments commencing on the first anniversary of the August 12, 2005 grant date.
F4: These shares are exercisable in five equal annual installments commencing on the first anniversary of the August 8, 2006 grant date.
F5: These warrants were issued as partial consideration for the purchase of shares of the entity now known as Texas Sterling Construction Co.