AI assistant
STERIS plc — Director's Dealing 2021
May 26, 2021
30229_dirs_2021-05-26_372ea12b-ffdb-444a-b60a-92e7eda9fb8a.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STERIS plc (STE)
CIK: 0001757898
Period of Report: 2021-05-25
Reporting Person: FELDMANN CYNTHIA L (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-25 | Ordinary Shares | M | 2110 | $64.05 | Acquired | 2815 | Direct |
| 2021-05-25 | Ordinary Shares | S | 2110 | $190.84 | Disposed | 705 | Direct |
| 2021-05-25 | Ordinary Shares | M | 1890 | $71.40 | Acquired | 2595 | Direct |
| 2021-05-25 | Ordinary Shares | S | 1890 | $190.84 | Disposed | 705 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-25 | Employee Stock Option (right to buy) | $64.05 | M | 2110 | Acquired | 2025-08-31 | Ordinary Shares (2110) | Direct |
| 2021-05-25 | Employee Stock Option (right to buy) | $71.40 | M | 1890 | Acquired | 2026-08-10 | Ordinary Shares (1890) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 8663 | Indirect |
Footnotes
F1: Price reflects a weighted average sale price for multiple transactions ranging from $190.78 to $191.03 per share, inclusive. The Reporting Person undertakes to provide, upon request by the SEC Staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F2: These ordinary shares are held in the Cynthia L. Feldmann Revocable Trust, with Ms. Feldmann and her husband as Trustees.
F3: This option to purchase 2,110 STERIS ordinary shares, which is fully vested, was received in conjunction with the Redomiciliation of the entity organized under the laws of the U.K. and formerly named STERIS plc ("Old STERIS") in exchange for an option to purchase 2,110 Old STERIS ordinary shares for $64.05 per share, subject to the same terms and conditions as the original Old STERIS stock option, except as otherwise required by law.
F4: This option is part of an option to purchase 3,781 STERIS ordinary shares, which are fully vested, which was received in conjunction with the Redomiciliation of the entity organized under the laws of the U.K. and formerly named STERIS plc ("Old STERIS") in exchange for an option to purchase 3,781 Old STERIS ordinary shares for $71.40 per share, subject to the same terms and conditions as the original Old STERIS stock option, except as otherwise required by law.