STERIS plc — Director's Dealing 2021

Aug 17, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: STERIS plc (STE)
CIK: 0001757898
Period of Report: 2021-08-13

Reporting Person: Majors Cary L (Sr VP N America Com Operations)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-08-13	Ordinary Shares	A	10000	$0.00	Acquired	24955	Direct
2021-08-13	Ordinary Shares	S	10000	$218.43	Disposed	14955	Direct
2021-08-13	Ordinary Shares	S	701	$218.62	Disposed	14254	Direct
2021-08-13	Ordinary Shares	S	299	$218.64	Disposed	13955	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-08-13	Employee Stock Option (right to buy)	$114.22	A	10000	Acquired	2028-05-31	Ordinary Shares (10000)	Direct

Footnotes

F1: 9,084 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 2,520 on May 31, 2022; 2,224 on May 31, 2023; 2,376 on June 3, 2024 and 1,964 on June 2, 2025.

F2: Price reflects a weighted average sale price for multiple transactions ranging from $218.35 to $218.53 per share, inclusive. The Reporting Person undertakes to provide, upon request by the SEC Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3: This option is part of an option to purchase 14,932 STERIS ordinary shares, of which 11,199 are fully vested, and which was received in conjunction with the Redomiciliation of the entity organized under the laws of the U.K. and formerly named STERIS plc ("Old STERIS") in exchange for an option to purchase 14,932 Old STERIS ordinary shares for $114.22 per share, subject to the same terms and conditions as the original Old STERIS stock option, except as otherwise required by law.