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STERIS plc — Director's Dealing 2021
Aug 27, 2021
30229_dirs_2021-08-27_b26afa55-dabc-43e9-a7df-6f48ed9a84db.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STERIS plc (STE)
CIK: 0001757898
Period of Report: 2021-08-26
Reporting Person: Tamaro Renato (V.P. & Corporate Treasurer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-08-26 | Ordinary Shares | M | 149 | $69.72 | Acquired | 5521 | Direct |
| 2021-08-26 | Ordinary Shares | M | 300 | $77.07 | Acquired | 5821 | Direct |
| 2021-08-26 | Ordinary Shares | M | 1000 | $114.22 | Acquired | 6821 | Direct |
| 2021-08-26 | Ordinary Shares | S | 1449 | $213.63 | Disposed | 5372 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-08-26 | Employee Stock Option (right to buy) | $69.72 | M | 149 | Acquired | 2026-06-01 | Ordinary Shares (149) | Direct |
| 2021-08-26 | Employee Stock Option (right to buy) | $77.07 | M | 300 | Acquired | 2027-05-30 | Ordinary Shares (300) | Direct |
| 2021-08-26 | Employee Stock Option (right to buy) | $114.22 | M | 1000 | Acquired | 2028-05-31 | Ordinary Shares (1000) | Direct |
Footnotes
F1: 2,200 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 484 on May 31, 2022; 556 on May 31, 2023; 584 on June 3, 2024; 432 on June 3, 2024 and 144 on June 2, 2025.
F2: Price reflects a weighted average sale price for multiple transactions ranging from $213.5553 to $213.7250 per share, inclusive. The Reporting Person undertakes to provide, upon request by the SEC Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F3: This option is part of an option to purchase 596 STERIS ordinary shares, which are fully vested, which was received in conjunction with the Redomiciliation of the entity organized under the laws of the U.K. and formerly named STERIS plc ("Old STERIS") in exchange for an option to purchase 596 Old STERIS ordinary shares for $69.72 per share, subject to the same terms and conditions as the original Old STERIS stock option, except as otherwise required by law.
F4: This option is part of an option to purchase 600 STERIS ordinary shares, which are fully vested, which was received in conjunction with the Redomiciliation of the entity organized under the laws of the U.K. and formerly named STERIS plc ("Old STERIS") in exchange for an option to purchase 600 Old STERIS ordinary shares for $77.07 per share, subject to the same terms and conditions as the original Old STERIS stock option, except as otherwise required by law.
F5: This option is part of an option to purchase 2,872 STERIS ordinary shares, of which 1,718 shares are fully vested, which was received in conjunction with the Redomiciliation of the entity organized under the laws of the U.K. and formerly named STERIS plc ("Old STERIS") in exchange for an option to purchase 2,872 Old STERIS ordinary shares for $114.22 per share, subject to the same terms and conditions as the original Old STERIS stock option, except as otherwise required by law.