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STERIS plc — Director's Dealing 2020
Jun 3, 2020
30229_dirs_2020-06-03_2cd3cf00-1a70-4fb8-a38f-afdb7af4b50a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STERIS plc (STE)
CIK: 0001757898
Period of Report: 2020-06-01
Reporting Person: Majors Cary L (Sr VP N America Com Operations)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-06-01 | Ordinary Shares | A | 2376 | $0.00 | Acquired | 20222 | Direct |
| 2020-06-01 | Ordinary Shares | D | 747 | $165.65 | Disposed | 19475 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-06-01 | Employee Stock Option (right to buy) | $182.22 | A | 14344 | Acquired | 2030-06-01 | Ordinary Shares (14344) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 214 | Indirect |
Footnotes
F1: All 2,376 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse on June 3, 2024.
F2: 747 shares were withheld from the 2,500 restricted shares that vested on June 1, 2020. These 747 shares represent the value of the taxes required to be withheld pursuant to applicable employment or tax laws, as determined by the Issuer. These 2,500 ordinary shares were awarded to Mr. Majors on June 1, 2016. These vested shares were valued at the NYSE closing market price on June 1, 2020.
F3: 13,620 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 6,500 on June 1, 2021; 2,520 on May 31, 2022; 2,224 on May 31, 2023 and 2,376 on June 3, 2024.
F4: Units representing 214 ordinary share equivalents are held on behalf of the Reporting Person under the STERIS Corporation 401(k) Plan as of June 1, 2020.
F5: This option becomes exercisable as follows: 3,586 on June 1, 2021; 3,586 on June 1, 2022; 3,586 on June 1, 2023 3,586 and June 3, 2024.