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STERIS plc — Director's Dealing 2020
Jun 3, 2020
30229_dirs_2020-06-03_05c12dae-b2e9-450a-afc2-897ab84b139d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STERIS plc (STE)
CIK: 0001757898
Period of Report: 2020-06-01
Reporting Person: Burton Karen L (VP, Controller & CAO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-06-01 | Ordinary Shares | A | 792 | $0.00 | Acquired | 8286 | Direct |
| 2020-06-01 | Ordinary Shares | D | 392 | $165.65 | Disposed | 78 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-06-01 | Employee Stock Option (right to buy) | $182.22 | A | 4780 | Acquired | 2030-06-01 | Ordinary Shares (4780) | Direct |
Footnotes
F1: All 792 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 396 on June 1, 2022; 198 on June 1, 2023 and 198 on June 3, 2024.
F2: 392 shares were withheld from the 1,220 restricted shares that vested on June 1, 2020. These 392 shares represent the value of the taxes required to be withheld pursuant to applicable employment or tax laws, as determined by the Issuer. These 1,220 ordinary shares were awarded to Ms. Burton on June 1, 2016. These vested shares were valued at the NYSE closing market price on June 1, 2020.
F3: 6,144 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 3,000 on June 1, 2021; 1,332 on May 31, 2022; 396 on June 1, 2022; 765 on May 31, 2022; 255 on May 31, 2023; 198 on June 1, 2023 and 198 on June 3, 2024.
F4: This option becomes exercisable as follows: 1,195 on June 1, 2021; 1,195 on June 1, 2022; 1,195 on June 1, 2023 and 1,195 on June 3, 2024.