STERIS plc — Director's Dealing 2020

Jun 3, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: STERIS plc (STE)
CIK: 0001757898
Period of Report: 2020-06-01

Reporting Person: TOKICH MICHAEL J (Sr. Vice Pres., CFO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-06-01	Ordinary Shares	A	2452	$0.00	Acquired	46976	Direct
2020-06-01	Ordinary Shares	D	1454	$165.65	Disposed	45522	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-06-01	Employee Stock Option (right to buy)	$182.22	A	44472	Acquired	2030-06-01	Ordinary Shares (44472)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Ordinary Shares	3437	Indirect

Footnotes

F1: All 2,452 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse on June 3, 2024.

F2: 1,454 shares were withheld from the 4,700 restricted shares that vested on June 1, 2020. These 1,454 shares represent the value of the taxes required to be withheld pursuant to applicable employment or tax laws, as determined by the Issuer. These 4,700 ordinary shares were awarded to Mr. Tokich on June 1, 2016. These vested shares were valued at the NYSE closing market price on June 1, 2020.

F3: 15,472 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 6,000 on June 1, 2021; 4,240 on May 31, 2022; 2,780 on May 31, 2023 and 2,452 on June 3, 2024.

F4: Units representing 3,437 ordinary share equivalents are held on behalf of the Reporting Person under the STERIS Corporation 401(k) Plan as of June 1, 2020.

F5: This option becomes exercisable as follows: 11,118 on June 1, 2021; 11,118 on June 1, 2022; 11,118 on June 1, 2023 and 11,118 on June 3, 2024.