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STERIS plc — Director's Dealing 2020
Nov 9, 2020
30229_dirs_2020-11-09_ed3546e8-30ed-451a-a2fe-0d0580424cc8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STERIS plc (STE)
CIK: 0001757898
Period of Report: 2020-11-05
Reporting Person: Burton Karen L (VP, Controller & CAO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-11-05 | Ordinary Shares | M | 2852 | $0.00 | Acquired | 10746 | Direct |
| 2020-11-05 | Ordinary Shares | S | 2852 | $179.38 | Disposed | 7894 | Direct |
| 2020-11-05 | Ordinary Shares | S | 1750 | $179.48 | Disposed | 6144 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-11-05 | Employee Stock Option (right to buy) | $66.15 | M | 2852 | Acquired | 2025-05-28 | Ordinary Shares (2852) | Direct |
Footnotes
F1: Price reflects a weighted average sale price for multiple transactions ranging from $179.05 to $179.78 per share, inclusive. The Reporting Person undertakes to provide, upon request by the SEC Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F2: Price reflects a weighted average sale price for multiple transactions ranging from $179.40 to $179.70 per share, inclusive. The Reporting Person undertakes to provide, upon request by the SEC Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F3: 6,144 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 3,000 on June 1, 2021; 1,332 on May 31, 2022; 396 on June 1, 2022; 765 on May 31, 2022; 255 on May 31, 2023; 198 on June 1, 2023 and 198 on June 3, 2024.
F4: This option to purchase 2,852 STERIS ordinary shares, which are fully vested, which was received in conjunction with the Redomiciliation of the entity organized under the laws of the U.K. and formerly named STERIS plc ("Old STERIS") in exchange for an option to purchase 2,852 Old STERIS ordinary shares for $66.15 per share, subject to the same terms and conditions as the original Old STERIS stock option, except as otherwise required by law.