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STERIS plc — Director's Dealing 2020
Dec 2, 2020
30229_dirs_2020-12-02_a40a77ef-3c42-49d5-a799-ef5e6c4c1cf0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STERIS plc (STE)
CIK: 0001757898
Period of Report: 2020-12-01
Reporting Person: LEWIS DAVID B (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-12-01 | Ordinary Shares | M | 1560 | $31.61 | Acquired | 8244 | Direct |
| 2020-12-01 | Ordinary Shares | S | 1560 | $193.79 | Disposed | 6684 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-12-01 | Employee Stock Option (right to buy) | $31.61 | M | 1560 | Acquired | 2021-08-03 | Ordinary Shares (1560) | Direct |
Footnotes
F1: Price reflects a weighted average sale price for multiple transactions ranging from $193.75 to $193.8033 per share, inclusive. The Reporting Person undertakes to provide, upon request by the SEC Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F2: This option is part of an option to purchase 3,121 STERIS ordinary shares, which is fully vested, which was received in conjunction with the Redomiciliation of the entity organized under the laws of the U.K. and formerly named STERIS plc ("Old STERIS") in exchange for an option to purchase 3,121 Old STERIS ordinary shares for $31.61 per share, subject to the same terms and conditions as the original Old STERIS stock option, except as otherwise required by law.