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STERIS plc — Director's Dealing 2019
May 16, 2019
30229_dirs_2019-05-16_99b1544a-3ce3-42e9-881c-f84c61eff7d6.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: STERIS plc (STE)
CIK: 0001757898
Period of Report: 2019-05-07
Reporting Person: Majors Cary L (VP, N America Com Operations)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 18020 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $66.15 | 2025-05-28 | Ordinary Shares (2250) | Direct | |
| Employee Stock Option (right to buy) | $69.72 | 2026-06-01 | Ordinary Shares (6000) | Direct | |
| Employee Stock Option (right to buy) | $114.22 | 2028-05-31 | Ordinary Shares (14932) | Direct |
Footnotes
F1: 18,020 of these shares are restricted. The restrictions on the ordinary shares lapse as follows: 2,000 on May 28, 2019; 1,500 on May 28, 2019; 3,000 on October 1, 2019; 2,500 on June 1, 2020; 6,500 on May 31, 2021 and 2,520 on May 31, 2022.
F2: This option becomes exercisable as follows: 2,250 on May 28, 2016; 2,250 on May 30, 2017; 2,250 on May 29, 2018 and 2,250 on May 28, 2019. This option was received under the Scheme in exchange for an option to purchase 9,000 STERIS ordinary shares for $66.15 per share, subject to the same terms and conditions as the original Old STERIS stock option.
F3: This option becomes exercisable as follows: 3,000 on June 1, 2017; 3,000 on June 1, 2018; 3,000 on June 3, 2019 and 3,000 on June 1, 2020. This option was received under the Scheme in exchange for an option to purchase 12,000 STERIS ordinary shares for $69.72 per share, subject to the same terms and conditions as the original Old STERIS stock option.
F4: This option becomes exercisable as follows: 3,733 on May 31, 2019; 3,733 on June 1, 2020; 3,733 on June 1, 2021 and 3,733 on May 31, 2022. This option was received under the Scheme in exchange for an option to purchase 14,932 STERIS ordinary shares for $114.22 per share, subject to the same terms and conditions as the original Old STERIS stock option.