STERIS plc — Director's Dealing 2019

Jun 3, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: STERIS plc (STE)
CIK: 0001757898
Period of Report: 2019-05-30

Reporting Person: Bardwell Kathleen (Sr.V. P. & C.C.O.)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-05-30	Ordinary Shares	F	150	$133.35	Disposed	17104	Direct
2019-05-31	Ordinary Shares	F	118	$133.68	Disposed	16986	Direct
2019-05-31	Ordinary Shares	A	592	$0.00	Acquired	17578	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-05-31	Employee Stock Option (right to buy)	$147.05	A	3420	Acquired	2029-05-31	Ordinary Shares (3420)	Direct

Footnotes

F1: 150 shares were withheld from the 500 restricted shares that vested on May 30, 2019. These 150 ordinary shares represent the value of the taxes required to be withheld pursuant to applicable employment or tax laws, as determined by the Issuer. These 500 ordinary shares were awarded to Ms. Bardwell on May 30, 2017 as part of an award of 2,000 restricted shares. These vested shares were valued at the NYSE closing market price on May 30, 2019. The remaining restrictions on these ordinary shares lapse as follows: 500 on May 30, 2020 and 500 on May 30, 2021.

F2: 118 shares were withheld from the 393 restricted shares that vested on May 31, 2019. These 118 ordinary shares represent the value of the taxes required to be withheld pursuant to applicable employment or tax laws, as determined by the Issuer. These 393 ordinary shares were awarded to Ms. Bardwell on May 31, 2018 as part of an award of 1,572 restricted shares. These vested shares were valued at the NYSE closing market price on May 31, 2019. The remaining restrictions on these ordinary shares lapse as follows: 393 on June 1, 2020; 393 on June 1, 2021 and 393 on May 31, 2022.

F3: All 592 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 148 on June 1, 2020; 148 on June 1, 2021; 148 on May 31, 2022 and 148 on May 31, 2023.

F4: 4,146 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 500 on June 3, 2019; 375 on October 1, 2019; 500 on June 1, 2020; 500 on June 1, 2020; 393 on June 1, 2020; 148 on June 1, 2020; 500 on June 1, 2021; 393 on June 1, 2021; 148 on June 1, 2021; 393 on May 31, 2022; 148 on May 31, 2022 and 148 on May 31, 2023.

F5: This option becomes exercisable as follows: 855 on June 1, 2020; 855 on June 1, 2021; 855 on May 31, 2022 and 855 on May 31, 2023.