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STERIS plc — Director's Dealing 2019
Jun 11, 2019
30229_dirs_2019-06-11_a96c891b-1d83-4109-8ac4-9bed06cb99dd.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: STERIS plc (STE)
CIK: 0001757898
Period of Report: 2019-03-28
Reporting Person: Steeves Richard Martin (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-03-28 | Ordinary Shares | A | 188000 | — | Acquired | 188000 | Direct |
| 2019-03-28 | Ordinary Shares | A | 27919 | — | Acquired | 27919 | Indirect |
Footnotes
F1: Represents ordinary shares of STERIS plc, a public limited company organized under the laws of Ireland ("STERIS") received by the reporting person pursuant to a court-approved scheme of arrangement under English law (the "Scheme"). In connection with the Scheme, the reporting person received shares of STERIS in an amount equal to the number of the reporting person's cancelled shares of STERIS plc, a public limited company organized under the laws of England and Wales ("Old STERIS"). The reporting person's STERIS shares are subject to terms and conditions, including restrictions, substantially identical to those that were applicable to the Old STERIS shares. Following the completion of the Scheme, STERIS became the ultimate holding company of Old STERIS.
F2: Excludes 993 shares previously reported on a Form 4 filing made March 28, 2019 (the "Form 4"), which shares should not have been reported because they were not beneficially owned by the Reporting Person. Also includes 179,631 shares reported on the Form 4 as beneficially owned indirectly by the Reporting Person's spouse that were instead beneficially owned directly by the Reporting Person. Corresponding inaccuracies were reported in the Reporting Person's Form 4 filing of November 2, 2015, as amended March 7, 2018, with respect to the issuer's predecessor.
F3: These ordinary shares are held by the Reporting Person's spouse. Excludes 179,631 shares reported on the Form 4 as beneficially owned indirectly by the Reporting Person's spouse. A corresponding inaccuracy was reported in the Reporting Person's Form 4 filing of November 2, 2015, as amended March 7, 2018, with respect to the issuer's predecessor.