AI assistant
STERIS plc — Director's Dealing 2019
Aug 8, 2019
30229_dirs_2019-08-08_79ad79e8-6ffb-44b8-84b6-deed038a07ad.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STERIS plc (STE)
CIK: 0001757898
Period of Report: 2019-08-07
Reporting Person: Carestio Daniel A (Sr VP and Chief Operating Off)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-08-07 | Ordinary Shares | M | 7000 | $53.52 | Acquired | 30975 | Direct |
| 2019-08-07 | Ordinary Shares | S | 7000 | $149.27 | Disposed | 23975 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-08-07 | Employee Stock Option (right to buy) | $53.52 | M | 7000 | Disposed | 2024-05-30 | Ordinary Shares (7000) | Direct |
Footnotes
F1: 20,468 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 2,500 on June 1, 2020; 3,000 on October 1, 2019; 5,500 on June 1, 2021; 2,712 on May 31, 2022; 1,748 on October 3, 2022; and 5,008 on May 31, 2023.
F2: Price reflects a weighted average sale price for multiple transactions ranging from $148.73 to $149.72 per share, inclusive. The Reporting Person undertakes to provide, upon request by the SEC Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F3: This option to purchase 7,000 STERIS ordinary shares, which is fully vested, was received in conjunction with the Redomiciliation of the entity organized under the laws of the U.K. and formerly named STERIS plc ("Old STERIS") in exchange for an option to purchase 7,000 Old STERIS ordinary shares for $53.52 per share, subject to the same terms and conditions as the original Old STERIS stock option, except as otherwise required by law.