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STERIS plc — Director's Dealing 2019
Aug 15, 2019
30229_dirs_2019-08-15_83929b8f-e586-4628-8cd4-6386f22bb782.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STERIS plc (STE)
CIK: 0001757898
Period of Report: 2019-08-14
Reporting Person: Tamaro Renato (V.P. & Corporate Treasurer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-08-14 | Ordinary Shares | M | 600 | $66.15 | Acquired | 5257 | Direct |
| 2019-08-14 | Ordinary Shares | S | 600 | $153.15 | Disposed | 4657 | Direct |
| 2019-08-14 | Ordinary Shares | M | 447 | $69.72 | Acquired | 5104 | Direct |
| 2019-08-14 | Ordinary Shares | S | 447 | $153.15 | Disposed | 4657 | Direct |
| 2019-08-14 | Ordinary Shares | M | 300 | $77.07 | Acquired | 4957 | Direct |
| 2019-08-14 | Ordinary Shares | S | 300 | $153.15 | Disposed | 4657 | Direct |
| 2019-08-14 | Ordinary Shares | M | 718 | $114.22 | Acquired | 5375 | Direct |
| 2019-08-14 | Ordinary Shares | S | 718 | $153.15 | Disposed | 4657 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-08-14 | Employee Stock Option (right to buy) | $66.15 | M | 600 | Disposed | 2025-05-28 | Ordinary Shares (600) | Direct |
| 2019-08-14 | Employee Stock Option (right to buy) | $69.72 | M | 447 | Disposed | 2026-06-01 | Ordinary Shares (447) | Direct |
| 2019-08-14 | Employee Stock Option (right to buy) | $77.07 | M | 300 | Disposed | 2027-05-30 | Ordinary Shares (300) | Direct |
| 2019-08-14 | Employee Stock Option (right to buy) | $114.22 | M | 718 | Disposed | 2028-05-31 | Ordinary Shares (718) | Direct |
Footnotes
F1: 2,452 of these ordinary shares are restricted. The restrictions on the ordinary shares lapse as follows: 600 on October 1, 2019; 400 on June 1, 2020; 412 on June 1, 2021; 484 on May 31, 2022 and 556 on May 31, 2023.
F2: This option to purchase 600 STERIS ordinary shares, which is fully vested, was received in conjunction with the Redomiciliation of the entity organized under the laws of the U.K. and formerly named STERIS plc ("Old STERIS") in exchange for an option to purchase 600 Old STERIS ordinary shares for $66.15 per share, subject to the same terms and conditions as the original Old STERIS stock option, except as otherwise required by law.
F3: This option to purchase 596 STERIS ordinary shares, of which the 447 ordinary shares being exercised have fully vested, was received in conjunction with the Redomiciliation of the entity organized under the laws of the U.K. and formerly named STERIS plc ("Old STERIS") in exchange for an option to purchase 596 Old STERIS ordinary shares for $69.72 per share, subject to the same terms and conditions as the original Old STERIS stock option, except as otherwise required by law.
F4: This option to purchase 600 STERIS ordinary shares, of which the 300 ordinary shares being exercised have fully vested, was received in conjunction with the Redomiciliation of the entity organized under the laws of the U.K. and formerly named STERIS plc ("Old STERIS") in exchange for an option to purchase 600 Old STERIS ordinary shares for $77.07 per share, subject to the same terms and conditions as the original Old STERIS stock option, except as otherwise required by law.
F5: This option to purchase 2,872 STERIS ordinary shares, of which the 718 ordinary shares being exercised have fully vested, was received in conjunction with the Redomiciliation of the entity organized under the laws of the U.K. and formerly named STERIS plc ("Old STERIS") in exchange for an option to purchase 2,872 Old STERIS ordinary shares for $114.22 per share, subject to the same terms and conditions as the original Old STERIS stock option, except as otherwise required by law.