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StepStone Group Inc. Director's Dealing 2024

Jun 4, 2024

30777_dirs_2024-06-04_efab7015-cc7b-4bf0-87e7-6775e0b937af.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: StepStone Group Inc. (STEP)
CIK: 0001796022
Period of Report: 2024-06-01

Reporting Person: Hart Scott W (Director, Chief Executive Officer, See remarks)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2024-06-01 Class B Common Stock A 297270 $0.001 Acquired 3338561 Indirect
2024-06-03 Class A Common Stock G 13380 Disposed 42498 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2024-06-01 Class B2 Units $ C 297270 Disposed Class A Common Stock (297270) Indirect
2024-06-01 Class B Units $ C 297270 Acquired Class A Common Stock (297270) Indirect

Footnotes

F1: Per the Issuer's Amended and Restated Certificate of Incorporation, upon vesting of the Class B2 Units of the Partnership into Class B Units of the Partnership, the Issuer shall issue a number of shares of Class B Common Stock registered in the name of the applicable holder equal to the number of Class B Units issued upon such vesting event, in exchange for payment in cash to the Issuer of the aggregate par value of the shares of Class B Common Stock so issued.

F2: The Class B2 Units vested 30% on June 1, 2021 and 5.83% on each quarterly anniversary thereafter, contingent upon the Reporting Person's continued service to the Issuer. Upon the final vesting date of the Class B2 Units on June 1, 2024, they automatically converted into Class B Units.

F3: Pursuant to an Exchange Agreement, the Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically redeemed and cancelled.