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StepStone Group Inc. — Director's Dealing 2021
Mar 25, 2021
30777_dirs_2021-03-25_9b1a4ba2-48f5-4c6a-b358-088436092c58.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: StepStone Group Inc. (STEP)
CIK: 0001796022
Period of Report: 2021-03-23
Reporting Person: Bradley Thomas Alcott (See remarks)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-09-30 | Class B Common Stock | G | 112740 | — | Disposed | 3667044 | Direct |
| 2020-09-30 | Class B Common Stock | G | 112740 | — | Acquired | 791682 | Indirect |
| 2021-03-23 | Class B Common Stock | D | 300000 | $0.001 | Disposed | 3367044 | Direct |
| 2021-03-23 | Class A Common Stock | C | 300000 | — | Acquired | 313380 | Direct |
| 2021-03-23 | Class A Common Stock | S | 300000 | $28.32 | Disposed | 13380 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-09-30 | Class B Units | $ | G | 112740 | Disposed | Class A Common Stock (112740.0) | Direct | |
| 2020-09-30 | Class B Units | $ | G | 112740 | Acquired | Class A Common Stock (112740.0) | Indirect | |
| 2021-03-23 | Class B Units | $ | C | 300000 | Disposed | Class A Common Stock (300000.0) | Direct |
Footnotes
F1: On March 23, 2021, the Reporting Person exchanged 300,000 Class B Units of StepStone Group LP for 300,000 shares of Class A Common Stock. In connection with the exchange, 300,000 shares of Class B Common Stock were automatically redeemed and cancelled.
F2: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled.
F3: On March 23, 2021, the Reporting Person sold shares of Class A Common Stock in a secondary offering of Class A Common Stock by certain selling stockholders of the Issuer.