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StepStone Group Inc. Director's Dealing 2021

Mar 25, 2021

30777_dirs_2021-03-25_9b1a4ba2-48f5-4c6a-b358-088436092c58.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: StepStone Group Inc. (STEP)
CIK: 0001796022
Period of Report: 2021-03-23

Reporting Person: Bradley Thomas Alcott (See remarks)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-09-30 Class B Common Stock G 112740 Disposed 3667044 Direct
2020-09-30 Class B Common Stock G 112740 Acquired 791682 Indirect
2021-03-23 Class B Common Stock D 300000 $0.001 Disposed 3367044 Direct
2021-03-23 Class A Common Stock C 300000 Acquired 313380 Direct
2021-03-23 Class A Common Stock S 300000 $28.32 Disposed 13380 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-09-30 Class B Units $ G 112740 Disposed Class A Common Stock (112740.0) Direct
2020-09-30 Class B Units $ G 112740 Acquired Class A Common Stock (112740.0) Indirect
2021-03-23 Class B Units $ C 300000 Disposed Class A Common Stock (300000.0) Direct

Footnotes

F1: On March 23, 2021, the Reporting Person exchanged 300,000 Class B Units of StepStone Group LP for 300,000 shares of Class A Common Stock. In connection with the exchange, 300,000 shares of Class B Common Stock were automatically redeemed and cancelled.

F2: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled.

F3: On March 23, 2021, the Reporting Person sold shares of Class A Common Stock in a secondary offering of Class A Common Stock by certain selling stockholders of the Issuer.