StepStone Group Inc. — Director's Dealing 2021

Mar 25, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: StepStone Group Inc. (STEP)
CIK: 0001796022
Period of Report: 2021-03-23

Reporting Person: Fernandez Jose A (Director, Co-Chief Operating Officer, 10% Owner, See remarks)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-12-31	Class B Common Stock	G	350000	—	Disposed	5505328	Indirect
2020-12-31	Class B Common Stock	G	350000	—	Acquired	1605500	Indirect
2021-03-23	Class B Common Stock	D	1750000	$0.001	Disposed	3755328	Indirect
2021-03-23	Class A Common Stock	C	1750000	—	Acquired	1750000	Indirect
2021-03-23	Class A Common Stock	S	1750000	$28.32	Disposed	0	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-12-31	Class B Units	$	G	350000	Disposed		Class A Common Stock (350000.0)	Indirect
2020-12-31	Class B Units	$	G	350000	Acquired		Class A Common Stock (350000.0)	Indirect
2021-03-23	Class B Units	$	C	1750000	Disposed		Class A Common Stock (1750000.0)	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common Stock	8920	Direct

Footnotes

F1: On March 23, 2021, the Reporting Person exchanged 1,750,000 Class B Units of StepStone Group LP for 1,750,000 shares of Class A Common Stock. In connection with the exchange, 1,750,000 shares of Class B Common Stock were automatically redeemed and cancelled.

F2: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled.

F3: On March 23, 2021, the Reporting Person sold shares of Class A Common Stock in a secondary offering of Class A Common Stock by certain selling stockholders of the Issuer.