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StepStone Group Inc. — Director's Dealing 2021
Mar 25, 2021
30777_dirs_2021-03-25_34623227-4dbd-4943-aa11-f1913998dcf6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: StepStone Group Inc. (STEP)
CIK: 0001796022
Period of Report: 2021-03-23
Reporting Person: Randel Johnny D (Chief Financial Officer, See remarks)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-23 | Class B Common Stock | D | 200000 | $0.001 | Disposed | 1334626 | Direct |
| 2021-03-23 | Class A Common Stock | C | 200000 | — | Acquired | 231300 | Direct |
| 2021-03-23 | Class A Common Stock | S | 200000 | $28.32 | Disposed | 31300 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-23 | Class B Units | $ | C | 200000 | Disposed | Class A Common Stock (200000.0) | Direct |
Footnotes
F1: On March 23, 2021, the Reporting Person exchanged 200,000 Class B Units of StepStone Group LP for 200,000 shares of Class A Common Stock. In connection with the exchange, 200,000 shares of Class B Common Stock were automatically redeemed and cancelled.
F2: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled.
F3: On March 23, 2021, the Reporting Person sold shares of Class A Common Stock in a secondary offering of Class A Common Stock by certain selling stockholders of the Issuer.